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General Instructions and Information for Filing and Replying to Ethics Complaints
 

Click here for an Ethics Form.


(1)  Complaints must be typewritten and submitted 
       with a sufficient number of copies to enable the Board 
       to provide one to each respondent plus one to each 
       respondent plus one copy for the Board’s records.  Any 
       reply must be typewritten and submitted with a sufficient 
       number of copies to enable the Board to provide one to 
       each complainant plus one copy for the Board’s records. 
       Additional copies of the complaint and reply should be 
       furnished by the complainant and respondent as requested 
       by the  Secretary.  If the complainant is a member of the
       public, extra copies of the compaint should not be 
       requested.

(2)  Complaints will be referred to the Board Secretary 
       (or Executive Officer), and by the Secretary to the 
       Chairperson of the Grievance Committee.  If the 
       Grievance Committee finds the matter to constitute 
       a proper cause of action, it will be referred to the 
       Board Secretary to arrange a hearing; if not found 
       to constitute a proper cause of action, it will be 
       returned to the complainant with the decision of the 
       Grievance Committee, together with information 
       advising the complainant of the procedures by 
       which the Grievance Committee’s decision may be 
       appealed to the Board of Directors.

(3)   If there is to be a hearing, respondent will have 
        fifteen (15) days after service of copy of the 
        complaint to reply.  Copy of the reply will be sent 
        to complainant, the Board President, and the 
        Professional Standards Committee Chairperson. 
        The date for hearing will be set and all parties will 
        be notified of the date and place of hearing at least 
        twenty-one (21) days in advance.

(4)   If no reply is received from respondent within fifteen 
        (15) days from service of copy of the Ethics Complaint, 
        date, time, and place of hearing will be set.

(5)   All parties may be represented by counsel, provided 
        that notice of intention to be represented is transmitted 
        to all other parties and to the Hearing Panel at least 
        fifteen (15) days prior to the hearing.  Failure to provide 
        timely notice may result in a continuance of the hearing.
 

 (6)  It is the responsibility of each party to arrange 
        for his witnesses to be present at the hearing.

 (7)  Either party may file with the Secretary, within 
        ten (10) days from the date the names of the 
        members of the Professional Standards Committee 
        are mailed to the parties, a written request for 
        disqualification of any potential member of the 
        Hearing Panel for any of the   following  reasons:

        (a)  is related by blood or marriage to the complainant, 
              respondent, or a Realtor® acting as counsel for 
              either the complainant or respondent. 

        (b) is an employer, partner, or employee, or in any way 
             associated in business withthe complainant, 
             respondent, or a Realtor® acting as counsel for 
             either the complainant or respondent. 

        (c) is a party to the hearing, or a party or a witness 
             in another pending case involving complainant or 
             respondent.

         (d) knows any reasons acceptable to the Hearing 
              Panel or tribunal which may prevent him from 
              rendering an impartial decision.

 (8)   The notice of hearing will contain names of members 
         of the tribunal who will hear the case and should be 
         accompanied by an “Outline of Procedure for Ethics 
         Hearing.”
 (9)   The parties shall not discuss the case with Any member 
         of the Hearing Panel or the Board of Directors at any 
         time prior to announcement of a decision in the case.

(10)   No hearing will be held in the absence of a Complainant. 
          An ethics hearing may proceed in the absence of a
        respondent.